Senior Regulatory Compliance Executive

As a Senior Regulatory Compliance Executive, you will play a key role in ensuring the company’s adherence to financial and banking regulations, with a focus on investment services related to CFDs. Working within the regulatory team, you’ll monitor regulatory developments across international, EU, and relevant jurisdictions, analyze new requirements, and implement compliance policies and procedures. Key duties include managing compliance monitoring programs, supporting internal controls, preparing management reports, and submitting regulatory filings. Additionally, you will assess compliance risks and collaborate on business risk assessments.

 

Requirements:

• Five (5) years of experience in regulatory compliance, audit, or risk function.
• Undergraduate degree in legal, compliance, or related fields.
• Knowledge of investment services regulations.
• Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity.
• Ability to manage multiple projects with tight deadlines.
• Excellent spoken and written English communication skills.